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Auction rate security
Results: 378

#	Item
331	Consent of Defendant RBC Capital Markets Corporation Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-06-03 16:26:28 Auction rate security Bonds Securities
332	Consent of Defendant Citigroup Global Markets Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-11 16:12:41 Civil procedure Law United States federal probation and supervised release Auction rate security Bonds Securities
333	Consent of Defendants UBS Securities LLC and UBS Financial Services Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-11 15:55:20 Tax evasion UBS Auction rate security Short Investment Financial economics Finance
334	[TEMPLATE FOR SETTLED ORDER IN COMBINED CEASE AND DESIST AND ADMINISTRATIVE PROCEEDING] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-11-23 16:32:36 United States securities law 73rd United States Congress United States Securities and Exchange Commission Finance Financial markets Auction rate security Security U.S. Securities and Exchange Commission Securities Exchange Act Financial economics Business Investment
335	Consent of Defendants - Banc of America Securities LLC and Banc of America Investment Services, Inc. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-06-03 16:26:57 Bonds Securitization Finance Economics Securities Financial economics Auction rate security
336	[TEMPLATE FOR SETTLED ORDER IN COMBINED CEASE AND DESIST AND ADMINISTRATIVE PROCEEDING] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-27 16:02:25 Investment United States Securities and Exchange Commission 73rd United States Congress Finance Auction rate security Bonds U.S. Securities and Exchange Commission Securities Exchange Act Auction Business Financial economics United States securities law
337	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-12-08 10:01:26 United States securities law 73rd United States Congress United States Securities and Exchange Commission Finance Financial markets Auction rate security U.S. Securities and Exchange Commission Securities Exchange Act Auction Financial economics Business Financial system
338	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-07-20 10:28:13 Bonds Securities Business TD Ameritrade Auction Financial economics Investment Auction rate security
339	[TEMPLATE FOR SETTLED ORDER IN COMBINED CEASE AND DESIST AND ADMINISTRATIVE PROCEEDING] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-01-11 17:29:05 United States securities law 73rd United States Congress United States Securities and Exchange Commission Finance Securities Auction rate security Securities Exchange Act Auction Securities market Financial economics Business Economics
340	UNITED STATES DISTRICT COURT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2009-02-05 16:08:46 Financial markets Stock market Auction rate security Bonds Securities Investment banks Wachovia A. G. Edwards Money market fund Financial economics Investment Finance

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